When your bank receives a claim that an ACH charge to a customer’s account was unauthorized, you have to respond correctly and your customer expects swift results.
Nobody wants compliance mistakes but when they are tolerable and in moderation, you grow, you learn from them and that leads to improvement and survival in a tough world of compliance and banking.
During this webinar, we will bring you up to speed on all things BSA and OFAC for 2024. It’s been a busy year as beneficial ownership continues to roll out amidst legal battles. New National Risk assessments have been published and crime abounds.
This Webinar will assist your organization in understanding the requirements of the Guidance and will aid your organization in developing an updated security process to implement and comply with the new requirements.
Recorded on November 01, 2011
Preparing For Your Next On-site BSA/AML/OFAC Examination
This webinar focuses on how to prepare for an on - site examination for Bank Secrecy Act (BSA) and anti-money laundering (AML) and OFAC (Office of Foreign Assets Control) compliance programs.
Recorded on September 19, 2011
Understanding Signature Cards, Resolutions and Account Agreement
When the customer walks in, drives up, emails, or phones, the organization starts racking up points, for or against, tightening up the relationship and setting the stage for cross-selling.
Managing your bank's OFAC compliance program can't be a "write it once and forget it" event. It has to be kept current and responsive to the ever-changing developments in the OFAC compliance environment.
Physical Security and Safety at your Financial Institution: Can you see banking facilities through the criminal's eyes? Is your financial institution facility safe and secure?
In this program, we'll go through the new model form line by line so that you'll understand what you can and cannot change and how to customize it for your institution's use.
This program will provide the participant with a better understanding of the FFIEC BSA/AML examination manual and the Retail Payments exam handbook as they pertain to ACH, Electronic Banking, and RDC based technologies.