Exception Spreadsheet
05/17/2017From Alogent, this is a free spreadsheet to track exceptions. It includes the basic logic from its exception management software made simple.
Security Tools
REPORT OF INVESTIGATION: Initial Report
03/01/2013This sample investigative report was created by BOL Guru Dana Turner.
After The Robbery...
03/01/2013Do NOT:
Annual Identity Theft Red Flags Board Report -- Sample
03/01/2013This template may be used as a starting point to develop your own Annual Identity Theft Red Flags Board Report.
Specific Ways To Cope With Stress
03/01/2013- Establish a support system of friends.
- Recognize and accept your limits.
- Take part in fun and laughter - especially at yourself.
The Check Book - UCC 3 & 4 Training
03/01/2013A 137-page review of UCC 3 and 4, titled The Check Book. This detailed review will assist anyone needing a better understanding of the rules involved with checks.
Risk Rating New Accounts
03/01/2013Risk rating new accounts can be difficult and the process was made more difficult with the rules involving internet gambling.
Bank Closed Sign - print out and keep copies on hand in the event of a disaster or security incident or robbery
03/01/2013This bank location is temporarily closed.
We apologize for the inconvenience.
Please visit the following location to conduct your banking needs in the interim:
Hurricane Preparedness Checklist
06/01/2012Disaster preparedness checklist.
Suspicious Incident Report
05/01/2012Information document to record and report miscellaneous incidents in a branch.
Holiday Crime Prevention Tips - Security Training for Bankers and Customers
11/01/2011Information to help make your employees aware of suspicious activity and transactions, with graphics for Christmas holiday training.
Federal Garnishment Calculator
04/01/2011Federal garnishment analysis calculator includes the look-back period.
Jeopardy Training Game - Two Versions
05/13/2009BSA training in the form of a Jeopardy game. One game is in Excel format, the other PowerPoint.
Clean Desk Policy & Privacy Citation and Commendation
02/01/2009This is a template for a Clean Desk Policy. It's an ideal companion the Privacy Citation and Commendation also available on this page.
Cash Withdrawal Letter of Indemnification
09/01/2008To mitigate risk, the bank may want an acknowledgement from customers withdrawing large amounts of cash that they were advised of other options.
Suspicious Activity Investigative Report Form
07/10/2008Whether or not a SAR is filed after suspicious activity, information must be gathered, reviewed and retained for future review. This form is designed to help for this..
Counterfeit Note Receipt
07/01/2007This form provides a customer receipt and detailed information about the transaction when counterfeit currency is confiscated from a deposit.
Risk Analysis Checklist for BSA and AML
09/01/2006AML risk analysis questions for individual relationships.
Security Standards Questionnaire - Information Technology
05/01/2006An overview list of measurable security standards that should be in an Information Technology policy.
Ethics Training for the Board and Senior Management
04/01/2006Ethics PowerPoint training for the board and senior management on topics including RESPA Section 8, Code of Conduct and Conflicts of Interest and the Bank Bribery Act.
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Sponsored by: Alogent
Alogent recently created a free spreadsheet that helps bankers calculate the cost of their current loan management workflows.
Modern Payments Infrastructure: 1 Platform, 1 API, All Channels
Is it time for a solution refresh? Legacy processes can’t always keep up. Ask yourself these questions to assess your payments modernization goals and explore the benefits of a single platform for all Day 1 and Day 2 processing.
