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In Banker Tools, we've compiled a collection of useful resources for various areas of the bank which have been developed by BOL staff or our wonderful BOL users. To contribute an original tool you have created, send an email to andyz@bankersonline.com

See also the HMDA Heaven Tools Page , the CIP Tools Page, AML Tools Page and
the FACT Act/FCRA Tools Page

  • Advertising
  • AML/BSA
  • Audit
  • Check 21
  • Commercial Lending
  • Compliance
  • CRA
  • Disaster Recovery
  • Fair Lending
  • FCRA/FACTA
  • Flood Insurance
  • HMDA
  • Human Resources
  • Information Security
  • Internet /ebanking Banking
  • Lending
    		•
  • OFAC
  • Operations
  • Record Retention
  • Regulation B
  • Regulation CC
  • Regulation D
  • Regulation E
  • Regulation O
    		•
  • Regulation R
  • Regulation Z
  • RESPA
  • Security
  • Signage
  • Tellers
  • Other Links
    		•



    Advertising
    Advertising Checklist
    Advertising Policy and procedure (sample)
    Gifts - Rules and Reporting
    Logos, EHL, EHO, FDIC
    New Branch Checklist
    Overdraft Program Advertising Matrix

    AML/BSA
    314(a) "What to Search" Cheat Sheet
    314(a) Records Requests "Do's and Don'ts"
    314(a) Documentation Spreadsheet
    314(a) Compliance Checklist
    Alien Identification Procedures
    Anti-Money Laundering Policy (sample)
    BSA Exam Questionnaire
    BSA Exemption Analysis
    BSA Exemption Review
    BSA "Flash" Training
    BSA Jeopardy
    Six BSA Risk Rating Tools


    BSA Skits
    BSA/AML/OFAC Board Training
    BSA/CIP Awareness Signs
    CIP - ID Workflow Charts
    CIP Lobby Notice sample
    CIP - Risk Analysis Worksheet
    CIP Policies (samples)
    Customer Information Risk Profile
    EIN and SSN Background Explanation
    Foreign Naming Conventions
    High Risk Entities Worksheets
    Hot Issues Cheat Sheet
    I.D. Verification - PLEASE System
    MSB Review and Risk Assessment
    New Account Risk Assessment Worksheet
    Risk Analysis Checklist for BSA and AML
    5 Step Risk Assessment Checklist
    Risk Rating Customers - BSA
    SAR - BOL's Research Guide to SARs
    SKIPO training game (BSA, OFAC, privacy, ID theft and information security)
    Suspicious Activity Investigative Report Form
    TIN Refusal Rebuttal
    MORE on the AML/BSA page

    Audit
    Audit - New Certification Log
    Audit Action Items Tracking Report
    Audit Extension Guide and Request Form
    Audit Workbook-Tools from Andy's Page
    Audit Workpaper Samples-Tools from Andy's Page
    Audit Program for Fedline Advantage
    Branch Auditing Workpaper
    Dormant Accounts Audit Program
    FDIC Compliance Examination Procedures
    FRB Consumer Compliance Handbook
    Internal Audit Manual for Small Banks
    Internal Audit Risk Assessment Model

    Risk Assessment Checklist
    Statistical Sampling Selection Tool

    Check 21
    Check 21 Claim Form
    Check 21 IRD Print Management and Control Checklist
    Check 21 Model Disclosure
    Check 21 Page & Tools
    Check 21 Training Quiz
    Claim Form/Declaration of Loss

    Commercial Lending
    Article 9 Quiz
    Checklists for Real Estate Loans
    Commercial Lending Differences Chart
    Commercial Loan Application
    Commercial Loan Application Addendum
    Commercial Loan Data Input Worksheet
    Credit Risk Management - Tutorial

    SBA Ratio Analysis Worksheet

    Compliance
    Applications for Credit - Comparison
    A Guide to Bank Compliance Research
    Advertising Policy and procedure (sample)
    Asset/Liability Management Policy (sample)
    Bank of Blunders - role-playing compliance training
    BOLlywood Squares
    Boo Boo Forms
    Branch Auditing Workpaper
    Business Day Definitions
    Complaint & Inquiry Policy-Tools from Andy's Page
    Confidentiality Agreement - Sample
    Ethics Training for the Board and Senior Management
    FACTA/FCRA Medical Rules - Cheat Sheet
    FDIC's Compliance and Document Request
    FDIC Compliance Examination Procedures
    FRB Consumer Compliance Handbook
    Hot Issues Cheat Sheet
    Insurance Consumer Protection Quiz
    Insurance Disclosures - Reg. Z & Consumer Protection in Sales of Insurance
    Laws and Regulations list
    Lobby Notice Requirements Chart
    Logos, EHL, EHO, FDIC
    More Compliance Tools
    New Account Compliance Checklist
    New Branch Checklist
    New Employee Training
    Overdraft Program Advertising Matrix
    PMI notice language
    Privacy Police Tools
    5 Step Risk Assessment Checklist
    Risk Assessment Matrix
    SAS 70 Checklist
    SCRA Letters & Checklist
    SCRA Training - Banking for Servicemembers
    SOX Training - Executive SOX Primer
    Training Calendar
    Training Required by Regulation
    Web Page Compliance Review Form
    Website Checklist
    Who Wants to Be a Smart Banker?
    Training - A World of Banking

    CRA
    Community Development Report - 2004 by State, by Lender
    Community Development Tracking Forms
    CRA - Large Bank Worksheet
    CRA: The 2005 Joint Ruling in Perspective
    CRA: "Lending Test" Data
    CRA Codes for Small Business Loans
    CRA Community Development Loan Report
    CRA Data Collection Worksheet
    CRA Self-Examination Checklist
    Strategic Planning and CRA Product Questionnaire
    CRA Worksheets
    CRA: Successful Performance Ratings and Self-Assessment
    CRA Tools - Successful Performance Ratings and Self-Assessment
    CRA - Income by Tract for CRA/HMDA Analysis

    Disaster Recovery
    Disaster Recovery Contact Information Handout for Customers
    Images of Katrina PowerPoint
    Disaster Recovery & Business Resumption Planning
    Disaster Recovery Guidelines
    Disaster Recovery - Hypothetical Situations
    Sample Data Processing Services Agreement and Sample Alternate Operating Site Services Agreement

    Fair Lending
    Fair Lending Training
    Fair Lending Training Module
    Fair Lending Worksheet - Georgia
    Predatory Lending Spreadsheet

    FCRA (incl FACT Act)
    FACT Act Policy
    FACT Act Chart
    FACT Act Medical Info Training
    FACTA/FCRA Medical Rules - Cheat Sheet
    The Fair Credit Reporting Act (incl. FACT Act revisions)
    Credit Report Request Form
    FCRA/FACT Act Home Loan Applicant and Credit Score Disclosure
    Reg Flag Account Warnings
    03/14/08

    Flood Insurance
    Flood Hazard Training
    Flood Hazard Training (2)


    Flood Insurance Cheat Sheet
    Flood Insurance Coverage Form
    Flood Insurance Wallpaper
    Mandatory Purchase of Flood Insurance Guidelines (2007)

    		 HMDA
    HMDA Heaven A collection of HMDA Tools
    HMDA Flowchart in XL Tools from Banker's Compliance Consulting
    HMDA Flowchart in PDF Tools from Banker's Compliance Consulting
    Government Monitoring Information Rules
    HMDA Getting It Right Primer
    HMDA Input Reporting Worksheets
    HMDA MSA and Micropolitan SA Spreadsheet
    Monitoring Information Collection Guide


    Human Resources
    Infection Control Poster
    03/14/08 Affirmative Action Plan Checklist
    Employee Guide to Information Security
    Employee Information Form
    Employee Personal Profile Form
    Ethics Training for the Board and Senior Management
    Human Resources Review
    Incentive Planning: Performance Measures Checklist
    New Branch Checklist
    New Hire Training
    Security Officer - Position Description
    Sexual Harassment Prevention Training Info

    Training Cost Calculator
    Information Security
    Assessment of Unauthorized Access To Sensitive Customer Information Worksheet
    Clean Desk Checklist
    Checklist for Information Security Steps
    Confidentiality Agreement - Sample
    Customer Notification Process
    EIN and SSN Background Explanation


    Employee Guide to Information Security
    Guide for Brainstorming for Risk Analysis
    Information Security Access Assessment
    Information Security Quiz
    Information Security Awareness Signs
    Information Security Best Practices Guide
    Information Security Policy(sample)
    Information Security Program Checklist
    InfoSec and/or Internet Banking Risk Assessment Program
    InfoSec Contract Provisions Monitoring Chart
    InfoSec Service Provider Risk Assessment Matrix
    Privacy Police Tools
    5 Step Risk Assessment Checklist
    Sample Information Security Contract Language
    SAS 70 Checklist
    Security Standards Questionnaire
    SKIPO training game (BSA, OFAC, privacy, ID theft and information security)

    Internet/ebanking Banking
    ACH Policy
    eBanking Quiz
    eBanking Audit Program
    E-Fraud, Director Education
    Internet Acceptable Use Policy-Tools from Andy's Page
    Internet Banking and Risk Management Policy-Tools from Andy's Page
    Intrusion Risk Assessment Policy (sample)
    Web Page Compliance Review Form
    Website Checklist

    Lending
    Adverse Reasons Chart
    Alien ID Procedures
    Applications for Credit - Comparison
    ARM Disclosures - Disclosure Spreads
    Article 9 Quiz
    Boo Boo Forms
    BCERCLA - A Lender's Primer
    Certification of Personal Financial Statement
    Checklists for Real Estate Loans
    Confidentiality Agreement - Sample
    Credit Report Request Form
    CRA: "Lending Test" Data
    Environmental Policy (sample)
    Escrow Analysis Spreadsheet
    FACTA/FCRA Medical Rules - Cheat Sheet
    FCRA/FACT Act Home Loan Applicant and Credit Score Disclosure
    Federally Related Mortgage Loan Decision Tree
    FDIC's Compliance and Document Request
    Credit Risk Management - Tutorial

    Government Monitoring Information Rules
    HOEPA Worksheet
    Lender Liability Quiz
    Lending Terminology Crossword
    New Branch Checklist
    Loan Accounting System Worksheets
    Predatory Lending Spreadsheet
    PMI notice language
    Reg Z Finance Charges Spreadsheet
    RESPA Quiz
    Verification Form (SIC Securities Verification)

    OFAC
    OFAC- Potential Hit Analysis Spreadsheet Sample
    OFAC Procedures
    SKIPO training game (BSA, OFAC, privacy, ID theft and information security)

    Operations
    Account Opening Worksheet
    ACH Policy
    Affidavit of Check Alteration
    Affidavit of Forgery
    Alerts & Counterfeits Chart
    Audit - New Certification Log
    Authorization to Close Account
    BSA/AML/OFAC Board Training
    Business Day Definitions
    Business Debit Card Agreement
    Cash Difference Report
    Check 21 Claim Form
    Check 21 IRD Print Management and Control Checklist
    Check 21 Model Disclosure
    Check 21 Page & Tools
    Claim Form/Declaration of Loss
    Clean Desk Checklist
    Confidentiality Agreement - Sample
    Consumer Report Authorization for Authorized Signers on Business Accounts
    Counterfeit Check Scams 101
    Counterfeit Note Receipt
    Death Notification Procedures and Form
    Dormant Accounts Audit Program
    EIN and SSN Background Explanation
    FDIC's Compliance and Document Request
    FFIEC SP-5
    Functionality Checklist for Image Exchange Solutions
    Funds Verification Procedures
    Health Savings Accounts Flash Training
    Hold Harmless Letter
    Hold Mail Request & Tracking Form
    High Risk Entities Worksheets
    I.D. Verification - PLEASE system
    Incentive Planning: Performance Measures Checklist
    Investment Policy (sample)
    IRS Levy Quiz
    Know Your Money Quiz
    New Account Compliance Checklist
    New Account Risk Assessment Worksheet
    New Branch Checklist
    Overdraft Income Tracking Spreadsheet
    Overdraft Program Advertising Matrix
    Overdraft Protection tools
    Reg. E Error Resolution Limits
    5 Step Risk Assessment Checklist
    Safe Deposit Policy & Procedure
    Suspicious Activity Investigative Report Form
    Release of Claims Forms
    Returned Mail, Procedures and Forms
    TIN Refusal Rebuttal
    UCC - Articles 3 & 4 Quiz
    UCC 3 & 4, The Check Guide
    Merchant Check Capture - Vendor Due Diligence Evaluation


    		 Record Retention
    Functionality Checklist for Image Exchange Solutions


    Adverse Reasons Chart
    Cheat Sheet for Adverse Action Notice Completion
    Commercial Loan Data Input Worksheet
    Government Monitoring Information Rules
    Regulation B Compliance Worksheet
    Regulation B - Required Signatures Chart

    Regulation CC
    Funds Verification Procedures
    Reg. CC Hold Calendar
    Reg CC Resources for Compliance and Training
    Reg CC Calendar & Hold Calculation Tool-Tools from Andy's Page
    Reg CC Funds Availability PowerPoint training
    Reg CC Training Materials

    Regulation D
    Reg D Chart - Limitations on Withdrawals and Transfers from Savings Deposits
    Reg D Transfer/Withdrawal Guidance

    Regulation E
    Electronic Funds Transfer Act PowerPoint training
    Overdraft Protection tools
    Reg E Calculator & Liability Calculation Tool-Tools from Andy's Page.
    Reg. E Error Resolution Limits
    Reg E Numbers Quiz
    Website Checklist

    Regulation O
    Reg O Compliance

    Regulation R
    Reg R Review

    Regulation Z
    ARM Disclosures - Disclosure Spreads
    HOEPA Worksheet
    Overdraft Protection tools
    Reg Z Finance Charges Spreadsheet
    Reg Z Training
    Rescission Date Calculator
    Website Checklist

    RESPA
    Escrow Analysis Spreadsheet
    Federally Related Mortgage Loan, Decision Tree
    RESPA Quiz

    Security
    Alerts & Counterfeits Chart
    Annual Security Program Report - How to Prepare
    Assessment of Unauthorized Access To Sensitive Customer Information Worksheet
    BOL's Steal of Fortune -- Frontline Security Training
    Bomb Threat - Procedures
    Branch Security Review Checklist
    BCash Difference Report
    Clean Desk Checklist
    Code of Ethics
    Confidentiality Agreement - Sample
    Counterfeit Check Scams 101
    Counterfeit Note Receipt
    Customer Notification Process
    E-Fraud, Director Education
    EIN and SSN Background Explanation
    Employee Information Form
    Employee Personal Profile Form
    Face Memory Challenge
    Hold Harmless Letter
    I.D. Theft Procedures & Claim Form
    I.D. Verification - PLEASE system
    Night Inspection Evaluation Form
    Phishing/Scam Letter Samples
    Picture Memory
    Release of Claims Forms
    Returned Mail, Procedures and Forms
    Robbery Series: Robbery Deterrent Signs - FBI & Surveillance
    Sample Investigative Report
    Security Officer - Position Description
    Security Officer's Role
    Sharing Information with Law Enforcement - Procedures

    Signage
    Branch Auditing Workpaper
    BSA/CIP Awareness Signs 5/6/04
    CIP Lobby Notice sample
    Holiday Closing Signs
    Logos, EHL, EHO, FDIC
    Lobby Notice Requirements Chart
    Robbery Deterrent Signs - FBI & Surveillance

    Tellers
    Affidavit of Check Alteration
    Affidavit of Forgery


    Cash and Teller Operations - Night Drop & Mail
    BCash Difference Report
    Claim Form/Declaration of Loss
    Funds Verification Procedures
    I.D. Verification - PLEASE system
    Returned Mail, Procedures and Forms
    Teller Over/Short Policy
    Teller Time Study
    Teller Training Profile
    TIN Refusal Rebuttal
    Training Cost Calculator
    UCC - Articles 3 & 4 Quiz


    Other
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