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 In Banker Tools, we've compiled a collection of useful resources for various areas of the bank which have been developed by BOL staff or our wonderful BOL users. To contribute an original tool you have created, send an email to andyz@bankersonline.com
Specialized areas include our:
By topic:
Advertising
 Advertising Checklist
Advertising Policy and procedure (sample)
APR Quotation Table
Gifts - Rules and Reporting
Logos, EHL, EHO, FDIC
New Branch Checklist
Overdraft Program Advertising Matrix
AML/BSA
314(a) "What to Search" Cheat Sheet
314(a) Records Requests "Do's and Don'ts"
314(a) Documentation Spreadsheet
314(a) Compliance Checklist
Alien Identification Procedures
Anti-Money Laundering Policy (sample)
BSA Exam Questionnaire
BSA Exemption Analysis
BSA Exemption Review
BSA Jeopardy
Six BSA Risk Rating Tools
Risk Rating New Accounts
BSA Skits
BSA Training for six different positions
BSA/AML/OFAC Board Training
BSA/CIP Awareness Signs
CIP - ID Workflow Charts
CIP Lobby Notice sample
CIP - Risk Analysis Worksheet
CIP Policies (samples)
Customer Information Risk Profile
EIN and SSN Background Explanation
Foreign Naming Conventions
High Risk Entities Worksheets
Hot Issues Cheat Sheet
I.D. Verification - PLEASE System
MSB Review and Risk Assessment
New Account Risk Assessment Worksheet
New Account Worksheet - Business Account
Private ATM Checklist
Risk Analysis Checklist for BSA and AML
RFPA Cert. of Compliance
09/28/10
5 Step Risk Assessment Checklist
Risk Rating Customers - BSA
SAR - BOL's Research Guide to SARs
SKIPO training game (BSA, OFAC, privacy, ID theft and information security)
Suspicious Activity Investigative Report Form
TIN Refusal Rebuttal
MORE on the AML/BSA page
Audit
Audit Area Page
Audit - New Certification Log
Audit Action Items Tracking Report
Audit Extension Guide and Request Form
Audit Workbook-Tools from Andy's Page
Audit Workpaper Samples-Tools from Andy's Page
Audit Program for Fedline Advantage
Bank Signage
Branch Auditing Workpaper
CFPB Exam Manual
Dormant Accounts Audit Program
FDIC Compliance Examination Procedures
FRB Consumer Compliance Handbook
Internal Audit Manual for Small Banks
Internal Audit Risk Assessment Model
Overdraft Program Risk Assessment Worksheet
Red Flag/ID Theft Audit Program
Risk Assessment Checklist
Statistical Sampling Selection Tool
Check 21
Check 21 Claim Form
Check 21 IRD Print Management and Control Checklist
Check 21 Model Disclosure
Check 21 Page & Tools
Check 21 Training Quiz
Claim Form/Declaration of Loss
Commercial Lending
Article 9 Quiz
Checklists for Real Estate Loans
Commercial Lending Differences Chart
Commercial Loan Application
Commercial Loan Application Addendum
Commercial Loan Data Input Worksheet
SAFE Act Questionnaire
SAFE Act Training
SBA Ratio Analysis Worksheet
Compliance
Applications for Credit - Comparison
A Guide to Bank Compliance Research
Advertising Policy and procedure (sample)
APR Quotation Table
Asset/Liability Management Policy (sample)
Bank of Blunders - role-playing compliance training
Bank Signage
Banking Terms - Word Seek Game for Training
BOLlywood Squares
Boo Boo Forms
Branch Auditing Workpaper
Business Day Definitions
Clean Desk Policy & Privacy Citation and Commendation
Complaint & Inquiry Policy-Tools from Andy's Page
Confidentiality Agreement - Sample
Ethics Training for the Board and Senior Management
FACTA/FCRA Medical Rules - Cheat Sheet
FCRA and Red Flag Training, FCRA Policy/Procedures
FDIC's Compliance and Document Request
FDIC Compliance Examination Procedures
Federal Garnishment Calculator
FRB Consumer Compliance Handbook
GFE Changed Circumstance Checklist
Hot Issues Cheat Sheet
Insurance Consumer Protection Quiz
Insurance Disclosures - Reg. Z & Consumer Protection in Sales of Insurance
Laws and Regulations list
Lending Rules - July 2009
Lobby Notice Requirements Chart
Logos, EHL, EHO, FDIC
More Compliance Tools
New Account Compliance Checklist
New Branch Checklist
New Employee Training
Overdraft Program Advertising Matrix
Overdraft Program Risk Assessment Worksheet
PMI notice language
Privacy Police Tools
Red Flag Assessment Testing
Red Flag/ID Theft Audit Program
Red Flag (Found) Worksheet
Red Flag ID Theft Annual Report
Red Flag Training - Games
5 Step Risk Assessment Checklist
Risk Assessment Matrix
Risk Rating New Accounts
SAFE Act Questionnaire
SAFE Policy & Procedures
SAFE Act Training
SAS 70 Checklist
SCRA Letters & Checklist
Training Calendar
Temporary Liquidity Guarantee Program
Training Required by Regulation
Unlawful Internet Gambling Enforcement Act Policy
Web Page Compliance Review Form
Website Checklist
Who Wants to Be a Smart Banker?
CRA
Community Development Report - 2004 by State, by Lender
Community Development Tracking Forms
CRA Assessment Area Concentration Ratios
CRA - Donations Decision Tree
CRA - Large Bank Worksheet
CRA: The 2005 Joint Ruling in Perspective
CRA: "Lending Test" Data
CRA Codes for Small Business Loans
CRA Community Development Loan Report
CRA Data Collection Worksheet
CRA Self-Examination Checklist
Strategic Planning and CRA Product Questionnaire
CRA Worksheets
CRA: Successful Performance Ratings and Self-Assessment
CRA Tools - Successful Performance Ratings and Self-Assessment
CRA - Income by Tract for CRA/HMDA Analysis
Disaster Recovery
Disaster Recovery Contact Information Handout for Customers
Images of Katrina PowerPoint
Disaster Recovery & Business Resumption Planning
Disaster Recovery Guidelines
Disaster Recovery - Hypothetical Situations
Sample Data Processing Services Agreement and Sample Alternate Operating Site Services Agreement
Fair Lending
APR Quotation Table
Fair Lending Analytical Reports
Fair Lending Training
Fair Lending Training Module
Fair Lending Worksheet - Georgia
Fair Lending Worksheet - Second Review
HMDA Heaven has Tools too
Predatory Lending Spreadsheet
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FCRA (incl FACT Act)
Credit Report Direct Disputre Form
FACT Act Policy
FACT Act Chart
FACT Act Medical Info Training
FACTA/FCRA Medical Rules - Cheat Sheet
The Fair Credit Reporting Act (incl. FACT Act revisions)
Credit Report Request Form
FCRA/FACT Act Home Loan Applicant and Credit Score Disclosure
FCRA and Red Flag Training Program plus Policy and Procedures
Reg Flag Account Warnings
Red Flag Assessment Testing
Red Flag/ID Theft Audit Program
Red Flag (Found) Worksheet
Reg Flag Identity Theft Protection Provider Worksheet
Red Flag Training - Games
Red Flags 101 Training
Flood Insurance
Flood Hazard Training
Flood Hazard Training (2)
Flood Insurance Cheat Sheet
Flood Insurance Coverage Form
Flood Insurance Wallpaper
Interagency Q&A
NFIP Flood Insurance Manual (2011)
HMDA
HMDA Heaven A collection of HMDA Tools
HMDA Flowchart in XL Tools from Banker's Compliance Consulting
HMDA Flowchart in PDF Tools from Banker's Compliance Consulting
Government Monitoring Information Rules
HMDA Getting It Right Primer
HMDA Input Reporting Worksheets
HMDA MSA and Micropolitan SA Spreadsheet
Lending Rules - July 2009
Monitoring Information Collection Guide
Human Resources
Infection Control Poster
03/14/08
Affirmative Action Plan Checklist
Employee Guide to Information Security
Employee Information Form
Employee Personal Profile Form
Ethics Training for the Board and Senior Management
Human Resources Review
Incentive Planning: Performance Measures Checklist
New Branch Checklist
New Hire Training
Security Officer - Position Description
Sexual Harassment Prevention Training Info
Training Cost Calculator
Information Security
Assessment of Unauthorized Access To Sensitive Customer Information Worksheet
Clean Desk Checklist
Clean Desk Policy & Privacy Citation and Commendation
Checklist for Information Security Steps
Confidentiality Agreement - Sample
Customer Notification Process
EIN and SSN Background Explanation
Employee Guide to Information Security
Guide for Brainstorming for Risk Analysis
Information Security Access Assessment
Information Security Quiz
Information Security Awareness Signs
Information Security Best Practices Guide
Information Security Policy(sample)
Information Security Program Checklist
InfoSec and/or Internet Banking Risk Assessment Program
InfoSec Contract Provisions Monitoring Chart
InfoSec Service Provider Risk Assessment Matrix
Privacy Police Tools
SAFE Policy & Procedures
SAFE Act Questionnaire
SAFE Act Training
5 Step Risk Assessment Checklist
Sample Information Security Contract Language
SAS 70 Checklist
Security Standards Questionnaire
SKIPO training game (BSA, OFAC, privacy, ID theft and information security)
Internet/ebanking Banking
ACH Policy
eBanking Quiz
eBanking Audit Program
E-Fraud, Director Education
Internet Acceptable Use Policy-Tools from Andy's Page
Internet Banking and Risk Management Policy-Tools from Andy's Page
Intrusion Risk Assessment Policy (sample)
Unlawful Internet Gambling Enforcement Act Policy
Web Page Compliance Review Form
Website Checklist
Lending
Adverse Reasons Chart
Alien ID Procedures
Applications for Credit - Comparison
Appraisal Checklists and MISMO Preparedness
APR Quotation Table
ARM Disclosures - Disclosure Spreads
Article 9 Quiz
Boo Boo Forms
CERCLA - A Lender's Primer
Certification of Personal Financial Statement
Checklists for Real Estate Loans
Confidentiality Agreement - Sample
Credit Report Request Form
CRA: "Lending Test" Data
Environmental Policy (sample)
Escrow Analysis Spreadsheet
FACTA/FCRA Medical Rules - Cheat Sheet
Fair Lending Analytical Reports
FCRA/FACT Act Home Loan Applicant and Credit Score Disclosure
Federally Related Mortgage Loan Decision Tree
FDIC's Compliance and Document Request
Credit Risk Management - Tutorial
GFE Changed Circumstance Checklist
Government Monitoring Information Rules
High Priced Mortgage Loan Checklist
HMDA Heaven has Tools too
HOEPA Worksheet
HUD SCRA Notice
Lender Liability Quiz
Lending Rules - July 2009
Lending Terminology Crossword
Loan Accounting System Worksheets
New Branch Checklist
Predatory Lending Spreadsheet
PMI notice language
Protecting Tenants in Foreclosure Policy
Reg Z Date Worksheets (New)
Reg Z Finance Charges Spreadsheet
RESPA Fee Spreadsheet
RESPA Quiz
SAFE Policy & Procedures
SAFE Act Questionnaire
UAD Appraisal Reference Guide
Verification Form (SIC Securities Verification)
OFAC
OFAC- Potential Hit Analysis Spreadsheet Sample
OFAC Procedures
SKIPO training game (BSA, OFAC, privacy, ID theft and information security)
Operations
5 Step Risk Assessment Checklist
Account Opening Worksheet
ACH Policy
Affidavit of Check Alteration
Affidavit of Forgery
Alerts & Counterfeits Chart
Audit - New Certification Log
Authorization to Close Account
BSA/AML/OFAC Board Training
Business Day Definitions
Business Debit Card Agreement
Cash Difference Report
Cash Withdrawal Letter of Indemnification
Check 21 Claim Form
Check 21 IRD Print Management and Control Checklist
Check 21 Model Disclosure
Check 21 Page & Tools
Claim Form/Declaration of Loss
Clean Desk Checklist
Confidentiality Agreement - Sample
Consumer Report Authorization for Authorized Signers on Business Accounts
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Operations (con'd)
Counterfeit Check Scams 101
Counterfeit Note Receipt
Death Notification Procedures and Form
Dormant Accounts Audit Program
EIN and SSN Background Explanation
FDIC's Compliance and Document Request
Federal Garnishment Calculator
FFIEC SP-5
Forgery Detection and Prevention - Whitepaper
Functionality Checklist for Image Exchange Solutions
Funds Verification Procedures
Hold Harmless Letter
Hold Mail Request & Tracking Form
High Risk Entities Worksheets
I.D. Verification - PLEASE system
Incentive Planning: Performance Measures Checklist
Investment Policy (sample)
IRS Levy Quiz
Know Your Money Quiz
New Account Compliance Checklist
New Account Risk Assessment Worksheet
New Account Worksheet - Business Account
New Branch Checklist
Overdraft Income Tracking Spreadsheet
Overdraft Program Advertising Matrix
Overdraft Protection tools
Overdraft Program Risk Assessment Worksheet
Private ATM Checklist
Red Flag Assessment Testing
Red Flag (Found) Worksheet
Red Flag ID Theft Annual Report
Red Flag Training - Games
Suspicious Activity Investigative Report Form
Release of Claims Forms
Returned Mail, Procedures and Forms
Risk Rating New Accounts
Safe Deposit Policy & Procedure
Suspicious Incident Report
TIN Refusal Rebuttal
UCC - Articles 3 & 4 Quiz
Unlawful Internet Gambling Enforcement Act Policy
UCC 3 & 4 Training: The Check Book
Merchant Check Capture - Vendor Due Diligence Evaluation
Record Retention
Functionality Checklist for Image Exchange Solutions
Regulation B
Adverse Reasons Chart
APR Quotation Table
Cheat Sheet for Adverse Action Notice Completion
Commercial Loan Data Input Worksheet
Fair Lending Worksheet - Second Review
Government Monitoring Information Rules
Regulation B Compliance Worksheet
Regulation B - Required Signatures Chart
Regulation CC
Funds Verification Procedures
Reg CC Resources for Compliance and Training
Reg CC Funds Availability PowerPoint training
Reg CC Training Materials
Regulation D
Reg D Chart - Limitations on Withdrawals and Transfers from Savings Deposits
Reg D Transfer/Withdrawal Guidance
Regulation E
Electronic Funds Transfer Act PowerPoint training
Overdraft Protection tools
Private ATM Checklist
Reg E Calculator & Liability Calculation Tool-Tools from Andy's Page.
Reg E Numbers Quiz
Website Checklist
Regulation O
Reg O Compliance
Regulation P
Privacy - Model Forms
Regulation R
Reg R Review
Regulation Z
APR Quotation Table
ARM Disclosures - Disclosure Spreads
GFE Changed Circumstance Checklist
High Priced Mortgage Loan Checklistt
HOEPA Worksheet
Lending Rules - July 2009
Overdraft Protection tools
New Reg Z Date Worksheets
Reg Z Finance Charges Spreadsheet
Reg Z Training
Rescission Date Calculator
RESPA Fee Spreadsheet
Website Checklist
RESPA
Escrow Analysis Spreadsheet
Federally Related Mortgage Loan, Decision Tree
GFE Changed Circumstance Checklist
GFE Changed Circumstances Documentation
Lending Rules - July 2009
RESPA Jeopardy Training
RESPA Quiz
Security
Alerts & Counterfeits Chart
Annual Security Program Report - How to Prepare
Assessment of Unauthorized Access To Sensitive Customer Information Worksheet
BOL's Steal of Fortune -- Frontline Security Training
Bomb Threat - Procedures
Branch Security Review Checklist
Cash Difference Report
Check Guide, UCC 3 & 4 Training
Clean Desk Checklist
Code of Ethics
Confidentiality Agreement - Sample
Counterfeit Check Scams 101
Counterfeit Note Receipt
Customer Notification Process
E-Fraud, Director Education
EIN and SSN Background Explanation
Employee Information Form
Employee Personal Profile Form
Face Memory Challenge
Federal Garnishment Calculator
Forgery Detection and Prevention - Whitepaper
Hold Harmless Letter
Holiday Crime Prevention Training
I.D. Theft Procedures & Claim Form
I.D. Verification - PLEASE system
Night Inspection Evaluation Form
Phishing/Scam Letter Samples
Picture Memory
Red Flag ID Theft Annual Report
Release of Claims Forms
Returned Mail, Procedures and Forms
Risk Rating New Accounts
Robbery Series:
Robbery Deterrent Signs - FBI & Surveillance
Sample Investigative Report
Security Officer - Position Description
Security Officer's Role
Sharing Information with Law Enforcement - Procedures
Suspicious Incident Report
Signage
Branch Auditing Workpaper
Bank Signage
BSA/CIP Awareness Signs 5/6/04
CIP Lobby Notice sample
Holiday Closing Signs
Logos, EHL, EHO, FDIC
Lobby Notice Requirements Chart
Robbery Deterrent Signs - FBI & Surveillance
Temporary Liquidity Guarantee Program
Tellers
Affidavit of Check Alteration
Affidavit of Forgery
Cash and Teller Operations - Night Drop & Mail
BCash Difference Report
Claim Form/Declaration of Loss
Forgery Detection and Prevention - Whitepaper
Funds Verification Procedures
I.D. Verification - PLEASE system
Returned Mail, Procedures and Forms
Teller Over/Short Policy
Teller Time Study
Teller Training Profile
TIN Refusal Rebuttal
Training Cost Calculator
UCC - Articles 3 & 4 Quiz
Other
Access other Banker Tools on BankersOnline.com:
Compliance Tools
Lender Tools
Operational Accessories
Policies, Procedures,
Position Descriptions
Quizzes
Security Power Tools
Training Aids
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