Skip to content

Modern Payments Infrastructure: 1 Platform, 1 API, All Channels
Is it time for a solution refresh? Legacy processes can’t always keep up. Ask yourself these questions to assess your payments modernization goals and explore the benefits of a single platform for all Day 1 and Day 2 processing.

Click Now!

Regulation R Training

Gene R. Elerding of Manatt, Phelps & Phillips, LLP in Los Angeles has provided us with a nine page review of Regulation R. This review of the broker rules includes a brief history, and details of the key provisions, including:

  • Networking Exception
  • Institutional and High Net Worth Customer Exception
  • Trust and Fiduciary Activities Exception
  • Sweep Accounts and Transactions in Money Market Funds
  • Safekeeping and Custody Exception

First published on 01/01/2001

Filed under: 
Filed under operations as: 

Search Tools