Modern Payments Infrastructure: 1 Platform, 1 API, All Channels
Is it time for a solution refresh? Legacy processes can’t always keep up. Ask yourself these questions to assess your payments modernization goals and explore the benefits of a single platform for all Day 1 and Day 2 processing.
Branch Auditing Workpaper07/12/2021
Higher Risk Customer Review Checklist10/12/2018
This tool is used for documenting enhanced due diligence (annual or more frequently) on cash intensive customers, MSB's and those with private ATM's.
Audit - Privately Owned ATM05/06/2018
BOL user P*Q has provided a checklist her bank finds useful and she hope you may as well.
Gathering Demographic Info under HMDA05/04/2018
Heather Carlson created a training tool for the 2018 HMDA data collection.
Reg O in a Box05/04/2018
Pam Zbylut put Reg O in a box! By making the box fairly devoid of "regulatory gobbletygook", Pam reports it works well for the loan officers.
From our friends at AccuSystems, this is a free spreadsheet to track exceptions. It includes the basic logic from its exception management software made simple.
CDD Starter Checklist05/15/2017
SCRA-MLA Quick Reference Guide09/14/2016
A chart in tabular format that compares and contrasts the Servicemembers Civil Relief Act and the Military Lending Act.
Reg CC Reference Sheet05/06/2016
A quick reference guide to Reg CC availability requirements.
Minimum Flood Coverage Calculator05/06/2016
With the input of the loan balance, property value and type of property the spreadsheet calculates the minimum flood coverage required.
Non-Profit Customer Profile03/09/2016
This Non-Profit Customer Profile form allows a bank to build its initial risk profile of a non-profit customer in conformance with BSA requirements, at account opening.
Sample Transactions Under Reg CC12/21/2015
Sample transactions to practice placing holds under Reg CC.
FDIC guidance on extended overdraft fees10/09/2015
This March 2014 newsletter issued by the Kansas City Branch of the FDIC includes an article about the FDIC's view of and concerns about the practice of charging fees when a consumer's deposit account has remained overdrawn for more than a prescribed number of days
TRID Date Calendar10/02/2015
Audit Management Workbook06/10/2015
This Excel spreadsheet is a tool for managing audits.
The three tabs to the worksheet are a planning calendar that indicates when audits are scheduled including the projected completion date, who the auditor will be and the date of actual completion. The second tab is an overview of the audit results and the third tab is a compilation of violations found that are tabulated and expressed in pie chart form by type and location. Tab 2 is meant to be used in a management recap report as are the pie charts. This is done automatically in a separate Word file report on the state of the audit program. Write once - read many.
Reg CC Hold Notice Calendar12/31/2014
Reg CC Hold Notice Calendar - calculator.
An ATM checklist used primarily for branch and/or compliance staff to conduct periodic reviews of their ATMs. While general in nature, it includes questions on ADA, signage, security and transaction/compliance issues. While it is not network-specific the comment space at the bottom could accommodate any unique needs/features of a particular institution or ATM.
The Community Reinvestment Act: The 2005 Joint Ruling in Perspective03/01/2013
This resource lists the latest revisions to CRA regulations and what it means for banks, especially for intermediate small banks, and the scope of their CRA examinations.