Chart to determine HMDA applicability and therefore the need for GMI under HMDA.
PowerPoint training program on the Medical Information requirements under FACTA / FCRA.
Bank Secrecy Act/Anti-Money Laundering and OFAC PowerPoints to train your board of directors. There are two versions so that you can choose between more or less detail in the slides.
An excellent overview of the diverse, but often overlooked, Hispanic market and possible solutions to marketing to Hispanics.
This Excel spreadsheet is used to calculate rescission days for loans.
Five areas of training required by regulation.
Denotes the differences in the requirements and effects of insurance disclosures under Reg. Z and the Consumer Protection in Sales of Insurance.
Katrina photos that may be used for flood, disaster recovery or other training.
A starter document for assessing risk areas on major lines of business within the bank.
Recap of banking related regulations and applicability.
This is a PowerPoint presentation designed to acquaint new employees with basic compliance requirements.
Training sheet for HMDA loan classifications, pre-2018 HMDA rule.
Form - Customer Information Risk Profile, helps CSRs get necessary information for risk rating accounts.
Checklist for desk areas to audit for security of customer information.
These worksheets help risk rate existing account relationships for BSA risk. The criteria defined will also assist in training.
This is a CIP risk analysis worksheet for new and existing accounts.
FACT Act policy template. This may be included in your FCRA Policy.
A risk assessment model that would be used to assist with the audit scheduling with input from Audit/Compliance and management.
CRA File codes for FFIEC reporting
This manual is a good tool for banks that are trying to create uniformity within their audit program.