Alogent recently created a new spreadsheet that helps bankers calculate the cost of their current exception tracking workflows.
Modern Payments Infrastructure: 1 Platform, 1 API, All Channels
Is it time for a solution refresh? Legacy processes can’t always keep up. Ask yourself these questions to assess your payments modernization goals and explore the benefits of a single platform for all Day 1 and Day 2 processing.
Compliance Tools
Risk Rating Customers
02/01/2006PowerPoint on risk rating customers.
Community Banker's Guide to Hispanic Marketing
02/01/2006An excellent overview of the diverse, but often overlooked, Hispanic market and possible solutions to marketing to Hispanics.
FACT Act Medical Information Training
02/01/2006PowerPoint training program on the Medical Information requirements under FACTA / FCRA.
BSA/AML/OFAC Board Training
02/01/2006Bank Secrecy Act/Anti-Money Laundering and OFAC PowerPoints to train your board of directors. There are two versions so that you can choose between more or less detail in the slides.
Which Loans are Subject to HMDA
02/01/2006Chart to determine HMDA applicability and therefore the need for GMI under HMDA.
Training Required by Regulation
11/01/2005Five areas of training required by regulation.
Insurance Disclosures - Reg. Z & Consumer Protection in Sales of Insurance
11/01/2005Denotes the differences in the requirements and effects of insurance disclosures under Reg. Z and the Consumer Protection in Sales of Insurance.
Images of Katrina PowerPoint
10/01/2005Katrina photos that may be used for flood, disaster recovery or other training.
Guide for Brainstorming for Risk Analysis
09/01/2005A starter document for assessing risk areas on major lines of business within the bank.
Laws and Regulations
07/01/2005Recap of banking related regulations and applicability.
Customer Information Risk Profile
06/01/2005Form - Customer Information Risk Profile, helps CSRs get necessary information for risk rating accounts.
HMDA Refi Cheat Sheet
06/01/2005Training sheet for HMDA loan classifications, pre-2018 HMDA rule.
Clean Desk Checklist
06/01/2005Checklist for desk areas to audit for security of customer information.
High Risk Entities Worksheets
06/01/2005These worksheets help risk rate existing account relationships for BSA risk. The criteria defined will also assist in training.
New Employee Compliance Training PowerPoint
06/01/2005This is a PowerPoint presentation designed to acquaint new employees with basic compliance requirements.
CIP - Risk Analysis Worksheet
03/01/2005This is a CIP risk analysis worksheet for new and existing accounts.
FACT Act Policy
02/01/2005FACT Act policy template. This may be included in your FCRA Policy.
Internal Audit Manual for Small Banks
01/15/2005This manual is a good tool for banks that are trying to create uniformity within their audit program.
Internal Audit Risk Assessment
01/15/2005A risk assessment model that would be used to assist with the audit scheduling with input from Audit/Compliance and management.
SKIPO Training Game
01/15/2005A compliance training game, SKIPO Jeopardy is used to train staff on Suspicious Activity, Know Your Customer, Information Security, Privacy/Identity Theft, and OFAC.