Modern Payments Infrastructure: 1 Platform, 1 API, All Channels
Is it time for a solution refresh? Legacy processes can’t always keep up. Ask yourself these questions to assess your payments modernization goals and explore the benefits of a single platform for all Day 1 and Day 2 processing.
Red Flag (Found) Worksheet08/01/2008
This worksheet will be used when an employee sees a Red Flag and must react.
Suspicious Activity Investigative Report Form07/10/2008
Whether or not a SAR is filed after suspicious activity, information must be gathered, reviewed and retained for future review. This form is designed to help for this..
Banking Terms - Word Seek07/01/2008
To break up compliance training, this is a "find a word" game that may be used in any of several ways to enhance training.
BSA PowerPoint Training07/01/2008
BSA training in six different PowerPoint files so that it maybe customized to responsibilities.
Overdraft Income Tracking Spreadsheet07/01/2008
This Excel document will assist in tracking NSF income, waived fees and losses.
New Account Compliance Checklist05/09/2008
A guide/checklist to regulatory requirements for various deposit products. This could be used for Quality Control, audit and training. for anyone in New Accounts.
Audit Extension Guide and Request Form02/01/2008
After an audit there is a process of correcting errors. At times there are deadlines set, but extensions are needed to accomplish the task. This helps formalize the process so that corrective action is timely and high-risk issues do not go on uncorrected and making a problem worse.
Red Flag Training Games08/01/2007
These are Red Flag games to spice up training. This includes the Scrambler (find a word) and a Crossword Puzzle. There is also an Excel-based Red Flag Jeopardy game.
CRA - Donations Decision Tree07/01/2007
This is a decision tree-type worksheet to in determining if a donation has CRA value.
Overdraft Program Advertising Matrix10/01/2006
A one-page matrix to assist in your overdraft protection program advertising.
Regulation Z Training10/01/2006
BOL User Marcia Baker is from the Hillsboro Bank. She is also active in compliance as she is a director of a local compliance association. Marcia has used many tools from BOL, but didn't find Reg.
Risk Assessment Matrix09/01/2006
There are 17 documents to this Risk Management Program, starting with a policy and with documents to assess and evaluate risk.
Risk Analysis Checklist for BSA and AML09/01/2006
AML risk analysis questions for individual relationships.
New Branch Checklist06/01/2006
The New Branch Project Log is a checklist defining duties to be completed by your executive level: Marketing, Human Resources, Operations, Facilities and more.
Flood Hazard Training - PowerPoint05/01/2006
PowerPoint training on flood. This is a starter document and requires updating to be current.
Ethics Training for the Board and Senior Management04/01/2006
Ethics PowerPoint training for the board and senior management on topics including RESPA Section 8, Code of Conduct and Conflicts of Interest and the Bank Bribery Act.
FACTA/FCRA Medical Rules - Cheat Sheet04/01/2006
This is a one page overview of the FCRA/FACTA rules effecting the use of medical information in credit transactions.
To give your audits statistical validity you must have a method of determining the sample. This Excel spreadsheet will give your findings a 90 percent accuracy rate based on the number of items reviewed and the interval of the items selected.
FRB Consumer Compliance Handbook03/01/2006
Link to the FRB's Consumer Compliance Handbook.
Community Banker's Guide to Hispanic Marketing02/01/2006
An excellent overview of the diverse, but often overlooked, Hispanic market and possible solutions to marketing to Hispanics.