Compliance Tools

Advertising Policy and Procedures (Sample)

01/15/2005

Advertising policy and review procedures.

Cheat Sheet for Adverse Action Notice Completion

01/15/2005

ECOA Adverse Action Notice Cheat Sheet - Which fields are completed under what scenarios.

Dormant Accounts Audit Program

01/15/2005

A 10-step Dormant Account audit list.

ARM Disclosures - Disclosure Spreads

01/15/2005

Excel spreadsheets for use in ARM disclosure spreads.

Lobby Notice Requirements Chart

01/15/2005

Chart of required lobby signage.

OFAC- Potential Hit Analysis Spreadsheet Sample

01/15/2005

This is a spreadsheet for use in analyzing and documenting potential OFAC hits.

Flood Insurance Wallpaper

01/15/2005

Computer screen flood "wallpaper."

CRA - Large Bank Worksheet

01/15/2005

A loan package form to ensure CRA credit is not missed.

CRA Community Development Loan Report

01/15/2005

This form is easily integrated into the loan workflow so the bank doesn't miss CRA credit.

Bank of Blunders

01/15/2005

This is a role-playing game for compliance training.

BOLlywood Squares

01/15/2005

BSA/OFAC/Privacy/InfoSec training games for various staff levels in the bank.

Training Calendar

01/15/2005

Planning calendar for required training.

Asset/Liability Management Policy (sample)

01/15/2005

Template Asset/Liability Management policy.

Community Development Tracking Forms

01/15/2005

A series of CRA worksheets to track community development investments, loans, donations and services.

Fair Lending Training

01/15/2005

Fair lending training with a PowerPoint, role playing script, and loan scenarios.

Checklists for Real Estate Loans

01/15/2005

Real estate loan checklists, consumer and commercial, generic by forms needed.

Release of Claim Forms

01/15/2005

Release of liability forms when claims are withdrawn for a Reg E error or forgery.

314(a) Compliance Checklist

01/15/2005

Worksheet for documenting 314(a) searches.

I.D. Theft Procedures and Customer Claim Form

01/15/2005

Identity theft procedures and claim forms.

PMI Notice Language

01/15/2005

PMI notice language - suggested language for the annual PMI notices for loans originated after 7/99