Bank size consideration
09/13/2020
Aren’t enforcement actions just a big bank problem?
Robin Cooper, CRCM is the Director of Compliance for Compliance Resource, LLC, a source of compliance assistance for financial institutions. Robin’s career in banking began in 2004. Since that time she has worked for community and regional financial institutions ranging from $100 million to $1 billion in asset size regulated by the Office of the Comptroller of the Currency (OCC) and Federal Reserve Board (FRB). Robin has worked in numerous compliance and banking roles, including Compliance Auditor, Internal Auditor, BSA Officer, and Compliance Officer. In 2010 Robin established and led the, now longstanding, Central Kentucky compliance roundtable for compliance officers in central and southern Kentucky to convene and discuss emerging compliance issues. Robin has a bachelor’s degree in Government from Centre College, attended the American Bankers Association National Compliance School, and is a Certified Regulatory Compliance Manager.
09/13/2020
Aren’t enforcement actions just a big bank problem?
09/06/2020
Can a fair lending enforcement action occur when no specific victims are identified?
08/30/2020
Which regulator issues the most enforcement actions?
08/23/2020
Which laws/regulations result in the most enforcement actions?
08/16/2020
Which violations result in the highest penalties?
08/09/2020
What is the difference between an enforcement action and a consent decree?
03/22/2020
Are all TRID transactions subject to the right of rescission?
03/15/2020
The right to rescind lasts for three days. Is that calendar days or business days?
03/08/2020
Who is required to receive a copy of the rescission notice?
03/01/2020
Is there one or two different rescission notices?