Unlawful Internet Gambling Enforcement Act Policy
02/01/2009This is a policy template for Unlawful Internet Gambling Enforcement Act (UIGEA) as implemented by Reg. GG.
All Banker Tools
Clean Desk Policy & Privacy Citation and Commendation
02/01/2009This is a template for a Clean Desk Policy. It's an ideal companion the Privacy Citation and Commendation also available on this page.
FCRA and Red Flag Training Program plus Policy and Procedures
11/08/2008This page includes training PowerPoints on the FCRA and Red Flags, as well as a policy and procedures template for the FCRA.
Cash Withdrawal Letter of Indemnification
09/01/2008To mitigate risk, the bank may want an acknowledgement from customers withdrawing large amounts of cash that they were advised of other options.
Red Flag (Found) Worksheet
08/01/2008This worksheet will be used when an employee sees a Red Flag and must react.
Suspicious Activity Investigative Report Form
07/10/2008Whether or not a SAR is filed after suspicious activity, information must be gathered, reviewed and retained for future review. This form is designed to help for this..
BSA PowerPoint Trainings
07/01/2008BSA training in six different PowerPoint files so that it maybe customized to responsibilities.
Overdraft Income Tracking Spreadsheet
07/01/2008This Excel document will assist in tracking NSF income, waived fees and losses.
Banking Terms - Word Seek
07/01/2008To break up compliance training, this is a "find a word" game that may be used in any of several ways to enhance training.
New Account Compliance Checklist
05/09/2008A guide/checklist to regulatory requirements for various deposit products. This could be used for Quality Control, audit and training. for anyone in New Accounts.
Hold Mail Request & Tracking Form
12/01/2007This is a request form from a customer that all mail be held and to document the customer's awareness of their responsibilities.
Returned Mail - Procedures and Forms
09/01/2007This is a starter document dealing with Returned Mail. It includes procedures, a change of address form, a verification letter for the customer, a hold mail release and a log to track your returned mail.
Red Flag Training Games
08/01/2007These are Red Flag games to spice up training. This includes the Scrambler (find a word) and a Crossword Puzzle. There is also an Excel-based Red Flag Jeopardy game.
CRA - Donations Decision Tree
07/01/2007This is a decision tree-type worksheet to in determining if a donation has CRA value.
Counterfeit Note Receipt
07/01/2007This form provides a customer receipt and detailed information about the transaction when counterfeit currency is confiscated from a deposit.
Cash Difference Report
05/18/2007This form will assist tellers in researching cash differences quickly and thoroughly.
CERCLA - A Lender's Primer
05/01/2007This is a compliance quickie for training lenders, in the basic requirements of CERCLA, the Comprehensive Environmental Response, Compensation, and Liability Act.
Regulation Z Training
10/01/2006BOL User Marcia Baker is from the Hillsboro Bank. She is also active in compliance as she is a director of a local compliance association. Marcia has used many tools from BOL, but didn't find Reg.
Risk Assessment Matrix
09/01/2006There are 17 documents to this Risk Management Program, starting with a policy and with documents to assess and evaluate risk.
Risk Analysis Checklist for BSA and AML
09/01/2006AML risk analysis questions for individual relationships.
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