How to gain more from operational risk management practices.
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Amendments to fund disclosures proposed by SEC
The Securities and Exchange Commission has proposed comprehensive modifications to the mutual fund and exchange-traded fund disclosure framework to better serve the needs of retail investors. The proposed disclosure framework would feature concise and visually engaging shareholder reports that would highlight information that is particularly important for retail investors to assess and monitor their fund investments. The proposal is a central component of the Commission’s investor experience initiative and responds to comments the Commission received in response to a 2018 request for comment on retail investors’ experience with fund disclosure.
Comments on the Commission's proposal will be accepted for 60 days following publication in the Federal Register.