Join us to get into the “down and dirty” of investigations!
Regulation E requires that institutions perform an investigation if a consumer makes a claim of an error, such as unauthorized debit activity.
Training is a Pillar of your BSA/AML compliance program. And there is so must to train on! A new CTR, big changes on a new SAR, new beneficial ownership rules and risk-based customer due diligence. Is your staff ready and trained?
Recorded on September 06, 2018
IRS Reporting Requirements: 1098s, 1099s, TINs and Backup Withholding
The Bank Protection Act and the implementing regulations specify the requirements for the Security Officer. We have designed this program specifically for the individual who has little or no previous training in financial institution security.
What you don’t know about Cyber Incident Response can cause more risk and damage than the incident. Cyber-attacks affect the entire bank and every function; it’s not just an I.T. problem. Successful response plans go beyond technology.
Recorded on March 01, 2018
New Account Interview: Updated for New CDD Requirements
FinCEN says that “Banks specifically are expected to “obtain information at account opening sufficient to develop an understanding of normal and expected activity for the customer’s occupation or business operations.” In short, to understand the typ