We currenly have a third party that is not an affiliate of our bank, nor is the institution under a joint marketing agreement. I need to complete and audit on this firm and am having trouble tracking an audit that will work. Does someone have a non-deposit investment audit procedure they would be willing to share? Thanks!
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Tina A Sweet-Williams AVP Special Assets mailto:tsweet@goldcountrynb.com
I always used my OCC exam manual and guidance docs.
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AndyZ CRCM My opinions are not necessarily my employers. R+R-R=R+R Rules and Regs minus Relationships equals Resentment and Rebellion. John Maxwell
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