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#183967 - 04/26/04 10:06 PM Safty & Soundness exam
Anonymous Unregistered	we are having a safty & soudness exam in a few weeks. Can anyone give us some ideas on what to check on ahead of time or what to except. thanks
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General Discussion

#183968 - 04/27/04 02:28 AM Re: Safty & Soundness exam
rlcarey 10K Club Joined: Jul 2001 Posts: 84,355 Galveston, TX	You're too late to worry about it _________________________ The opinions expressed here should not be construed to be those of my employer: PPDocs.com
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#183969 - 04/27/04 03:45 AM Re: Safty & Soundness exam
Pale Rider 10K Club Joined: Aug 2002 Posts: 34,318 under the Lone Star	Randy is right, but if you have the loan sample list they have pulled, at least you can get those files in shape. Follow the PERK or PERL, whatever your examining agency uses to determine priorities. _________________________ Societies that do not find work in and of itself "pleasing to God and requisite to Man," tend to be highly corrupt.
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#183970 - 04/27/04 10:11 AM Re: Safty & Soundness exam
Elwood P. Dowd 10K Club Joined: Aug 2001 Posts: 21,939 Next to Harvey	rlcarey has offered the summary statement, but the pre-exam questionaire you receive from the agency should give you a very good idea about the expected focal points of the exam. _________________________ In this world you must be oh so smart or oh so pleasant. Well, for years I was smart. I recommend pleasant.
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#183971 - 04/27/04 12:15 PM Re: Safty & Soundness exam
*PQ** Power Poster Joined: May 2001 Posts: 8,458 Somewhere	I think there may be a heavy emphasis on BSA, particularly high risk account monitoring. I had a state level S & S exam earlier this year and that's what they focused on.
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#183972 - 04/27/04 01:02 PM Re: Safty & Soundness exam
Anonymous Unregistered	Last month I finished my S&S exam with the OCC and they did focus highly on BSA and high risk account monitoring.
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#183973 - 04/27/04 01:59 PM Re: Safty & Soundness exam
EllenA Platinum Poster Joined: Nov 2002 Posts: 598 Flushing, NY	Insider activity was a big thing. Board activity and the Audit Committee were given the fine tooth comb treatment. Good Luck _________________________ It really doesn't matter, no one listens to me anyway.
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#183974 - 04/27/04 03:00 PM Re: Safty & Soundness exam
ABirkla 100 Club Joined: May 2002 Posts: 103	Compliance is leaving but S & S are here for a few more weeks. To this point, compliance focused on Flood, BSA and Compliance Management; S & S has been reviewing loan quality so far. _________________________ Thank You
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#183975 - 04/27/04 03:23 PM Re: Safty & Soundness exam
Paragon Diamond Poster Joined: Dec 2003 Posts: 2,164	As stated here, don't worry - be happy - it's too late anyway. At this point, just be responsive as you are asked to gather data. Of course, data needs to be readily available.
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#183976 - 04/27/04 03:51 PM Re: Safty & Soundness exam DELETED
Anonymous Unregistered	Post deleted by mbguard
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#183977 - 04/27/04 06:10 PM Re: Safty & Soundness exam DELETED
Paragon Diamond Poster Joined: Dec 2003 Posts: 2,164	Post deleted by mbguard
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#183978 - 04/28/04 12:39 AM Re: Safty & Soundness exam DELETED
Anonymous Unregistered	Post deleted by mbguard Last edited by mbguard; 04/28/04 09:24 PM.
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#183979 - 04/28/04 03:03 PM Re: Safty & Soundness exam DELETED
Paragon Diamond Poster Joined: Dec 2003 Posts: 2,164	Post deleted by mbguard
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#183980 - 04/28/04 03:15 PM Re: Safty & Soundness exam DELETED
Anonymous Unregistered	Post deleted by mbguard
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#183981 - 04/28/04 04:02 PM Re: Safty & Soundness exam DELETED
DawgFan Diamond Poster Joined: Jul 2002 Posts: 1,678 United States	Post deleted by mbguard _________________________ Opinions expressed are solely my own.
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#183982 - 04/28/04 04:26 PM Re: Safty & Soundness exam DELETED
Paragon Diamond Poster Joined: Dec 2003 Posts: 2,164	Post deleted by mbguard
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#183983 - 04/28/04 04:30 PM Re: Safty & Soundness exam
Tina A Sweet Diamond Poster Joined: Aug 2001 Posts: 1,033 Marysville, Ca.	We just went through one. Be sure all your documentation is in place. If it is not, at least you will know what they will see and will be prepared. _________________________ Tina A Sweet-Williams AVP Special Assets mailto:tsweet@goldcountrynb.com
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#183984 - 04/28/04 04:44 PM Re: Safty & Soundness exam DELETED
Anonymous Unregistered	Post deleted by mbguard
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#183985 - 04/29/04 01:54 PM Re: Safty & Soundness exam DELETED
LoisLane Diamond Poster Joined: Oct 2001 Posts: 1,570 Wisteria Lane..	Mary Beth, thanks for deleting these comments that didn't relate to the S&S subject. _________________________ And where is Superman when I need him?
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