Skip to content
BOL Conferences
Thread Options
#1892038 - 01/30/14 03:49 PM Audit/Compliance Program
abbyauditor Offline
Member
abbyauditor
Joined: Dec 2006
Posts: 78
texas
My bank is looking for an Audit & Compliance Program that can be used in house. What program would you guys recommend?

Thanks.

Return to Top
Audit
#1892084 - 01/30/14 04:52 PM Re: Audit/Compliance Program abbyauditor
osucpa Offline
Diamond Poster
Joined: May 2011
Posts: 1,406
Internal audit we have created ourselves. Compliance we have purchased Sheshunoff. Our contract ends with them in about a year and will look elsewhere. No not like their new format.

Return to Top
#1892215 - 01/30/14 07:24 PM Re: Audit/Compliance Program abbyauditor
Johncrcm144 Offline
New Poster
Joined: Jun 2002
Posts: 14
Many years ago I used the OCC Internal control as my basis of audit and my program. I was examined by the occ several times after with no recommendations on the program. only my schedule received some marks.
http://www.occ.gov/publications/publications-by-type/comptrollers-handbook/intcntrl.pdf smile

Return to Top
#1892322 - 01/30/14 09:13 PM Re: Audit/Compliance Program abbyauditor
VWgirl21 Offline
100 Club
Joined: Jan 2008
Posts: 199
The Bluegrass
I am currently using the Risk Based Compliance Audit Program for my internal compliance reviews and would recommend it.
_________________________
CRCM

Return to Top

Moderator:  Andy_Z