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#581297 - 07/10/06 03:09 AM Compliance newsletter?
mariposa Offline
100 Club
Joined: Mar 2006
Posts: 220
the Golden State
Have any other compliance officers created a compliance newsletter type of circular to distribute to your bank's employees? I've been charged with creating the same, to update employees on Compliance FAQs, changes in regulations, changes in internal compliance policies, etc, and would love to see examples of any created by fellow BOLers.

Thanks!
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Sarah, CRCM

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#581298 - 07/10/06 04:03 AM Re: Compliance newsletter?
Anonymous
Unregistered

This might be better answered in a different forum. It's much too serious for chatting around the Water Cooler....

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#581299 - 07/10/06 11:55 AM Re: Compliance newsletter?
Retired DQ Offline
10K Club
Retired DQ
Joined: Dec 2002
Posts: 40,766
Turnpike Exit 10
Quote:

I include a compliance article for our regualr newsletter each quarter. Generally, it is to inform the staff of any regulatory activity, updates, echanges.




Obviously, I cannot type on Mondays...
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Get your facts first, then you can distort them as you please. - Mark Twain

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#581300 - 07/10/06 12:12 PM Re: Compliance newsletter?
waldensouth Offline
Power Poster
waldensouth
Joined: Nov 2001
Posts: 7,985
FINALLY ABOVE the gnat line
I've just had a compliance resource center created on our intranet. As policies and procedures are updated, they are added to this site. Reports and other tools are also here. There is a Q & A section where employees can ask questions on line and we can respond. This section can be searched. Updates to laws and regulations will be here as well. We're still fine-tuning it, but I like it better than the newsletter I used to do.
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"Once you learn to read, you will be forever free."

- Frederick Douglass




My Opinion Only.

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#581301 - 07/10/06 04:05 PM Re: Compliance newsletter?
Dip Offline
Power Poster
Dip
Joined: Mar 2005
Posts: 6,298
San Diego, CA
maybe a few of us CO's could each write a small article and put them all together into a newsletter we could all use
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Dabbling in banking, law, accounting...the life of a trustee.

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#581302 - 07/10/06 04:09 PM Re: Compliance newsletter?
The Incredible ComplyGuy Offline
Power Poster
The Incredible ComplyGuy
Joined: Sep 2005
Posts: 7,350
The he11 of suburbia
Quote:

maybe a few of us CO's could each write a small article and put them all together into a newsletter we could all use




I'll do the photography. Dip, would you like to be the centerfold for our first issue?

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#581303 - 07/10/06 06:06 PM Re: Compliance newsletter?
LoisLane Offline
Diamond Poster
LoisLane
Joined: Oct 2001
Posts: 1,570
Wisteria Lane..
Mariposa, I do one daily using information from the internet. PM me if you have questions.
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And where is Superman when I need him?

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