Most Popular Compliance Content
The Proposed KYC Rule: Look Familiar?
11/01/1998
The FRB has made public its draft proposed rule for Know Your Customer. And it looks pretty harmless.
Question & Answer
11/01/1998
Question: Our bank is organized on the matrix management concept.
Training Tips: Ways to Make the Training Stick
11/01/1998
We train and train and train. And the trainees keep making mistakes. In fact they seem to forget most of what they learned by the time they have made it 17 feet away from the training room door.
Question & Answer
11/01/1998
Question: We have a customer who wants to refinance their mortgage with us and take out additional money. The reason they want the additional money is for start-up money for a business.
FinCEN's Acting Director
11/01/1998
Attendees at the ABA/ABA Tenth Annual Money Laundering Enforcement Seminar had the opportunity to hear from William Baity, the Acting Director of FinCEN.