Most Popular Compliance Content
Training Tips: Ways to Make the Training Stick
11/01/1998
We train and train and train. And the trainees keep making mistakes. In fact they seem to forget most of what they learned by the time they have made it 17 feet away from the training room door.
Question & Answer
11/01/1998
Question: We have a customer who wants to refinance their mortgage with us and take out additional money. The reason they want the additional money is for start-up money for a business.
Question & Answer
10/01/1998
Question: I think I heard somewhere that in marketing non-deposit investment products ("NDIP") there are limitations on the customer information that we may use.
Are We Headed For A New Compliance World?
10/01/1998
Imagine a world in which banks must give disclosures about their costs and third party costs before the applicant signs or pays anything.
The FDIC Ombudsman: Is it Safe?
10/01/1998
The Ombudsman's office gets lots of calls - but most of them should have been directed to the U.S. Government Telephone Operator. They have nothing to do with FDIC.