Most Popular Compliance Content
Question & Answer
10/01/1998
Question: Should our audit department be involved in Year 2000 or should that responsibility be outsourced to specialists?
The FDIC Ombudsman: Is it Safe?
10/01/1998
The Ombudsman's office gets lots of calls - but most of them should have been directed to the U.S. Government Telephone Operator. They have nothing to do with FDIC.
Regulation DD: Changes to Lobby Signs and Disclosures
10/01/1998
In the compliance scheme of things, Regulation DD is a relatively young regulation and the FRB is still working out some of the kinks.
Question & Answer
10/01/1998
Question: I think I heard somewhere that in marketing non-deposit investment products ("NDIP") there are limitations on the customer information that we may use.
Are We Headed For A New Compliance World?
10/01/1998
Imagine a world in which banks must give disclosures about their costs and third party costs before the applicant signs or pays anything.