Most Popular Compliance Content
Question & Answer
12/01/1998
Question: How do we file companies for the Phase II exemption? Isn't there supposed to be a form?
Question & Answer
12/01/1998
Question: Our auditor wrote up several of our branches for placing incorrect holds.
Reasons For Denial: What Works?
12/01/1998
ECOA requires creditors to give the applicant the reasons for denial. Ever since ECOA when into effect, there have been disputes about what constitutes a valid reason.
Satisfactory CRA Ratings
12/01/1998
In the OCC's most recent published list of CRA ratings, not a single bank was rated below "Satisfactory." One bank did get an "Outstanding." First National Bank of Southwestern Ohio earned an "Outs
The KYC Hullabaloo
12/01/1998
The Know Your Customer proposal took ages to come out, but now that it is out, we can see that it is certainly not a sleeper!