Most Popular Compliance Content
Unemployment /Economic Impact Payment Fraud
11/14/2021
FIN-2021-A002 and FIN-2020-A007 describe Unemployment and Economic Impact Payment Fraud that financial institutions should be aware of. However, the economic payment amounts and most unemployment insurance amounts are below SAR reporting thresholds. Is there a requirement to look for and file a SAR for these types of fraud even if the amount is below the SAR reporting threshold?
Reg E Discl. Given to Business Acct.
11/14/2021
Can you go over the Reg E disclosure given to businesses? What is their liability?
Debit Card Returned, Card Info Used
11/07/2021
If after the suspect gave “Tiffany” her card back, he used her card number to make an online purchase without her knowledge, is she still liable even though he gave her the card back?
Compliance Program for Credit Union
11/07/2021
I am new to compliance and looking for assistance in creating a compliance program for the credit union I work for. We are a small CU and a dedicated compliance officer role is new here. Would appreciate any help or guidance you can offer.
Compliance Program for Credit Union
11/07/2021
I am new to compliance and looking for assistance in creating a compliance program for the credit union I work for. We are a small CU and a dedicated compliance officer role is new here. Would appreciate any help or guidance you can offer.