Most Popular Compliance Content
Compensation: How Much and When?
12/01/1997
NDIP isn't RESPA. You may pay staff for referrals to the NDIP sales team. However, there are several conditions or restrictions on compensation. First, the compensation must be reasonable.
FDIC NDIP Exam Procedures
12/01/1997
FDIC has issued examination procedures that contain detailed guides to the examination and audit process.
FDIC lists common compliance problems
12/01/1997
The most frequently violated compliance requirements involve the Real Estate Settlement Procedures Act (Regulation X), a FDIC list revealed.
Question & Answer
12/01/1997
Question: We have a lot of elderly customers who would rather have the investment product sales representative visit them than come into the bank. Can we sell the product off-site?
Question & Answer
12/01/1997
Question: We're still confused about what source to use for income data for CRA purposes. Do you have any advice?