Most Popular Compliance Content
Question & Answer
12/01/1998
Question: How do we file companies for the Phase II exemption? Isn't there supposed to be a form?
More On the New Compliance World
11/01/1998
In Volume III, Number 12, we discussed elements of the joint agency report to Congress on simplifying the disclosure require
Putting CRA Performance Into Context
11/01/1998
No matter how you approach the new CRA, the key to success is understanding your bank's performance context - and responding effectively in it. This shouldn't be all that difficult.
Question & Answer
11/01/1998
Question: Do you have any information on staffing levels in compliance? And related to this, where do various responsibilities, such as monitoring and controls, sit?
The Proposed KYC Rule: Look Familiar?
11/01/1998
The FRB has made public its draft proposed rule for Know Your Customer. And it looks pretty harmless.