Most Popular Compliance Content
HMDA Reporting - Modified Construction Loan
02/02/2009
When a construction loan is modified to become a rental property with permanent financing is it HMDA reportable?
Car Dealership and Customer Credit Reports
02/02/2009
Can a car dealership give a copy of or show a customer his or her credit report?
Daily Monitoring System for Excessive Transactions
02/02/2009
Our institution monitors transactions for Reg D purposes only at the end of the month. We are looking into changing it to monitor daily, but what if the customer has excessive transactions three days in a row and the account is converted before the customer receives the change notice? We'd like to know if there's a better way to do this. Is there a sample that will show us how to create a daily monitoring system?
Reg D - Allowing More than Six Withdrawals
02/02/2009
What are the Reg D compliance considerations when customers are allowed to make more the six withdrawals from a savings account?
Red Flags - Highest Risk Customers
02/02/2009
What are the highest risk customers for money laundering and what are the specific red flags for unusual transactions within that customer group?