Most Popular Compliance Content
Automated File Transfer for Cash Management Services -- Tumbleweed
02/16/2004
We want to offer our corporate and commercial banking customers the automated cash management services that big banks provide to their most valuable wholesale customers. Since FTP doesn't meet GLBA and other regulations for privacy and auditing, how can we automate the file transfer process and provide electronic payment and reporting services to our customers?
AML Certificate Number
02/16/2004
We have a customer that wants to have funds sent from an international account into his account here, a US bank. In trying to set up the transfer, the international bank requires an anti-money laundering certificate number. It is a mandatory field. Can you explain what certificate they are referring to?
SVPCo's Distributed Traffic Agent -- VECOTRsgi
02/16/2004
Our bank is committed to moving into image exchange, but we're not sure how to implement it. Do we have options?
Counting Rescission Days
02/16/2004
We are closed on Thursdays. Do we count that day as a business day for purposes of the right of rescission three business day waiting period?
Counting Days for Rescission Purposes
02/16/2004
We use Saturdays as a rescission-count day (we don't disburse). Should we also be using Saturdays in our "within 3 business days" count?