Most Popular Compliance Content
SAR for Possible Structuring
09/05/2021
We filed a SAR for possible structuring. After the 90 days we found there to be no other cash transactions. Now it has been eight months and we suspect this same customer for structuring again. Do we file a new SAR or recurring from the one we previously filed eight months prior?
Requiring things in Reg E can be bad
09/05/2021
Can we refuse a claim if a customer doesn’t send us a form we require?
Small Business Loan NPRM Immanent
09/05/2021
Is use of a general AAN turndown reason such as: “Unqualified co-applicant” considered specific enough for Reg. B compliance or should a general turndown reason like this be avoided?
Lottery Exceptions
09/05/2021
Now that banks can participate in lotteries, can we facilitate raffles unrelated to the bank for local service groups- post lobby posters or sell tickets for or be a sponsor, etc.?
BSA for the Board? What should be in the content?
09/05/2021
What is in the content of BSA for the Board?