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Compliance Action, Volume 15, Number 6

May 20, 2010

BSA: Compliance Pays, Just Ask Wachovia (5 Action Steps)

By Lucy Griffin

This institution paid the price for failure to identify and investigate all suspicious activity.

Fair Lending: On the Front Burner (4 Action Steps)

By Lucy Griffin

Any participant in the loan-making process risks liability for discrimination that harms applicants.

Action Training
Make, Modify, or Renew: When to Give Disclosures (Chart)

By Lucy Griffin

When helping struggling borrowers with their mortgages, the lender should always consider the fair lending impact of any and all options.

Compliance Notes

Compliance Calendar

In the Editor's Opinion
Contingency Planning

By Lucy Griffin

Having a contingency plan in place when something doesn't work often falls on the compliance manager.

Compliance Q & A

Frauds Involving Reverse Mortgages Are Rising

FinCEN issues an advisory about fraud trends affecting senior-owned properties.

Executive Editor:
Lucy H. Griffin, Esq.
Board of Advisors:
Patti Blenden
John S. Byrne, Esq.
David Battle
Robert P. Chamness
David Dickinson
Phillips G. Gay, Jr.
Barbara Hurst
Robert G. Rowe, III, Esq.
Michael D. Maher
Andy Zavoina

Compliance Action