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Compliance Action, Volume 17, Number 14

November 16, 2012

Policies: What, Where, When, Why & How? (7 Action Steps)

By Lucy Griffin

Every new regulation or substantial program guidance issued by the regulatory agencies starts with policies as the foundation of a compliance program.

Action Training
Managing Policies (Chart)

By Lucy Griffin

With the myriad regulations to deal with, each with their own set of varying issues, managing policies that cover all the necessary requirements can be tricky.

Compliance Notes

Compliance Calendar

In the Editor's Opinion
When Protecting Consumers Backfires

By Lucy Griffin

When protections become too expensive, the product goes out the window consumer - and takes consumer protection right along with it.

Compliance Q & A

Credit Cards and Income: Reg Z Meets Reg B

The rule intended to protect consumers from credit they could not afford has boomeranged. The CFPB is hoping to remedy the situation with proposed revisions to Reg Z's credit card rules.

Executive Director:
Lucy H. Griffin, Esq.
Board of Advisors:
Patti Blenden
John S. Byrne, Esq.
David Battle
Robert P. Chamness
David Dickinson
Phillips G. Gay, Jr.
Barbara Hurst
Robert G. Rowe, III, Esq.
Michael D. Maher
Andy Zavoina

Compliance Action

Bankers' Hotline

Compliance Action