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Compliance Action, Volume 18, Number 8

July 16, 2013

Policies & Training: What's Required and What's "Required" (5 Action Steps)

By Lucy Griffin

When it comes to managing compliance training and policies, the focus is too often only on what's required and not what is actually needed.

TILA and RESPA: Pending Rules for Telling Customers What They Owe (4 Action Steps)

By Lucy Griffin

New rules issued by the CFPB that take effect in January 2014 will change the way mortgage lenders issue periodic statements.

Action Training
Periodic Payments - Open and Closed (Chart)

By Lucy Griffin

We've provided a chart to illustrate the difference in open and closed periodic payments and their respective statements.

Compliance Notes

Compliance Calendar

In the Editor's Opinion
Compliance in a New Environment

By Lucy Griffin

The Dodd-Frank Act has changed the focus of compliance from measuring success by meeting regulatory benchmarks to focusing on consumer protection.

Compliance Q & A

Executive Director:
Lucy H. Griffin, Esq.
Board of Advisors:
Patti Blenden
John S. Byrne, Esq.
David Battle
Robert P. Chamness
David Dickinson
Phillips G. Gay, Jr.
Barbara Hurst
Robert G. Rowe, III, Esq.
Michael D. Maher
Andy Zavoina

Compliance Action