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Compliance Action, Volume 12, Number 2

February 20, 2007

Advertising: The Sleeper of Compliance Programs (4 Action Steps)

By Lucy Griffin

Marketing campaigns designed with compliance considerations raise the opportunity to use compliance to sell

FDIC's Affordable Loan Prototype (4 Action Steps)

By Lucy Griffin

FDIC has designed a prototype loan product with features to benefit both the customer and the lending institution.

Action Training: Marketing With Compliance (Chart)

By Lucy Griffin

There are compliance requirements and issues to consider when designing a marketing campaign.

Compliance Notes

Compliance Calendar

In the Editor's Opinion
Suitability or Paternalism?

By Lucy Griffin

Keeping the right balance between borrower and lender can make all the difference between paternalism and suitability.

Compliance Q & A

OTS & Consumer Protection

By Lucy Griffin

The OTS and other agencies released free guidance on consumer protection issues for National Consumer Protection Week.

Executive Director:
Lucy H. Griffin, Esq.
Board of Advisors:
Patti Blenden
John S. Byrne, Esq.
David Battle
Robert P. Chamness
David Dickinson
Phillips G. Gay, Jr.
Barbara Hurst
Robert G. Rowe, III, Esq.
Michael D. Maher
Andy Zavoina

Compliance Action