Compliance Action, Volume 25, Number 5
BSA/AML
Risking Your BSA/AML Compliance Program
By Nancy Castiglione, CRCM
If your BSA/AML Compliance Program is not based on a risk assessment, you are risking not only criticism by your examiners but also a compliance program that may not be functional for your institution’s needs.
CFPB
Deceptive Advertising Targeting the Military
By Nancy Castiglione, CRCM
The CFPB has issued consent orders against eight nonbank nonbank mortgage brokers for deceptive and misleading advertising of VA-guaranteed loans directed at military servicemembers.
Compliance Notes
- FinCEN Eliminates Exemption for Private Bankers
- Fed Amends Rule Regarding Disclosure of Confidential Information and FOIA
- Fed Proposes Updated CRA Regulation
Action Training
Types of Discrimination
By Nancy Castiglione, CRCM
When it comes to predatory lending practices, your training should include the three primary types of discrimination.
In the Editor's Opinion
Predatory Lending Liability
By Nancy Castiglione, CRCM
A court ruling that moves forward a case in which a California city is attempting to hold a bank liable for the secondary effects of its alleged discriminatory actions could set a precedent in predatory lending liability.
CFPB
Thresholds and Exemption Levels (Table)
By Nancy Castiglione, CRCM
The CFPB's recent updates to some of the thresholds and exemption levels for 2021 should be incorporated into your bank's procedures and training.
Compliance Online
Fed’s Community Banking Connections
- Editor:
- Nancy Castiglione, CRCM
- Editor Emeritus:
- Lucy H. Griffin, Esq.
- Board of Advisors:
- John S. Byrne, Esq.
Cliff E. Cook
David Dickinson
Julie A. Gliha, MBA
Carl G. Pry
Susan Rich
Meg Sczyrba
Robert G. Rowe, III, Esq.
Andy Zavoina
Compliance Action
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