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Compliance Action, Volume 22, Number 2

April 05, 2017

RESPA: CFPB Takes on Referrals (3 Action Steps)

by Lucy Griffin

In a recent enforcement action, the CFPB set some new standards for determining whether referrals are compensated illegally under RESPA.

Reg E EFT Error Consumer Liability (3 Action Steps)

by Patti Blenden

The EFTA and Regulation E offers consumers limited liability protections in the event of an unauthorized transaction or other EFT error.

Action Training
EFTA Reg E: Error Resolution Quick Reference Guide (Chart)

by Patti Blenden

We've provided a quick reference guide to highlight which consumer Reg E EFT disputes are errors and key points to enhance your EFT compliance process.

Compliance Notes

Compliance Calendar

In the Editor's Opinion
Ready for the New Compliance Rating System?

by Patti Blenden

Reflecting the regulatory, exam, technological, and market changes since the release of the original rating system, the new Interagency Consumer Compliance Rating System for exams went into effect at the end of March.

Compliance Q & A

Patti Blenden
Executive Editor:
Lucy H. Griffin, Esq.
Board of Advisors:
John S. Byrne, Esq.
Cliff E. Cook
David Dickinson
Phillips G. Gay, Jr.
Michael D. Maher
Carl G. Pry
Robert G. Rowe, III, Esq.
Andy Zavoina

Compliance Action

Bankers' Hotline

Compliance Action