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Compliance Action, Volume 22, Number 7/8

August 25, 2017

The Evolving Role of Bank Directors (3 Action Steps)

by Patti Blenden

Over time, the role of bank directors in financial institutions has steadily evolved. But what doesn't change is the board's overall mission to maintain a strong financial instituion that supports a compliant bank strategy.

Regulatory Change Management (4 Action Steps)

by Patti Blenden

The most significant challenge to your compliance management system is the sheer volume and complexity of regulatory changes. An effective regulatory change management process is needed to keep up on the laws, regulations, interpretations, guidance, litigation, and public perception that impacts your institution.

Compliance Management Systems (4 Action Steps)

by Patti Blenden

The FFIEC's updated Uniform Interagency Consumer Compliance Rating System (CCRS) impacting consumer compliance examinations went into effect March 31. Directors, senior management and bank leaders should be adequately trained on the new CCRS.

Compliance Notes

Compliance Calendar

In the Editor's Opinion
Baby Steps to Build the Future

by Lucy Griffin, Esq.

At the recent "National Bank On Conference," FDIC Chairman Gruenberg raised some interesting issues on the future of banking that are closely related to compliance.

Third Party Vendors

by Lucy Griffin, Esq.

Outsourcing a function or process to a third party vendor does not outsource liability.

What Good are Consumer Complaints?

by Lucy Griffin, Esq.

While not always a positive aspect of doing business, consumer complaints can be a valuable marketing resource and provide insight into improving products and services.

Compliance Q & A

Executive Guide to Compliance Regulations

Editor:
Patti Blenden
Executive Editor:
Lucy H. Griffin, Esq.
Board of Advisors:
John S. Byrne, Esq.
Cliff E. Cook
David Dickinson
Michael D. Maher
Carl G. Pry
Robert G. Rowe, III, Esq.
Andy Zavoina

Compliance Action