Skip to content

Compliance Action, Volume 16, Number 11

September 30, 2011

Risk Management: What’s Really New? (2 Action Steps)

By Lucy Griffin

"Risk management" is the latest buzz word in compliance. While auditors may be hailing it as a new idea, compliance managers have been managing risk for quite some time.

DOJ, Fair Lending and CRA (6 Action Steps)

By Lucy Griffin

When you think of CRA enforcement, does the Department of Justice come to mind? It should, since the DOJ considers itself a major player in CRA enforcement.

Compliance Management
Third Party Vendor Risk Management (Checklist)

By Lucy Griffin

Outsourcing functions to third party providers doesn't eliminate the need for risk management of those activities.

Compliance Notes

Compliance Calendar

In the Editor's Opinion
Enterprise-wide Risk Management and the Gulf Oil Spill

By Lucy Griffin

A change in one area can affect or be affected by a change in another area. An effective ERM program considers the impact of one or more changes throughout the enterprise.

Compliance Q & A

Executive Editor:
Lucy H. Griffin, Esq.
Board of Advisors:
Patti Blenden
John S. Byrne, Esq.
David Battle
Robert P. Chamness
David Dickinson
Phillips G. Gay, Jr.
Barbara Hurst
Robert G. Rowe, III, Esq.
Michael D. Maher
Andy Zavoina

Compliance Action